Series 65
Tests investment-adviser law and related professional knowledge. States determine how the exam applies to investment adviser representative registration.
Exam overview
- Full name
- Uniform Investment Adviser Law Exam
- Administering organization
- North American Securities Administrators Association (NASAA); administered by FINRA
- Specialty
- Securities and financial markets
- Exam type
- Qualification
- Jurisdiction or availability
- United States
Costs and pass rates
The current fee has not been verified for this listing. Check the official exam page for your location and eligibility.
A population pass rate has not been verified. Some assessments report scores or grades rather than a single pass/fail result.
Unverified figures are left blank in comparisons. The exam’s presence in the directory does not assign a difficulty or prep-quality score.
Preparing for Series 65
Start with North American Securities Administrators Association (NASAA); administered by FINRA’s current exam outline and candidate guide. Confirm the exact exam, version, and jurisdiction before buying preparation.
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