Series 28
Tests financial and operational knowledge for introducing broker-dealers. It is distinct from the Series 27 financial and operations qualification.
Exam overview
- Full name
- Introducing Broker/Dealer Financial and Operations Principal Exam
- Administering organization
- Financial Industry Regulatory Authority (FINRA)
- Specialty
- Securities and financial markets
- Exam type
- Qualification
- Jurisdiction or availability
- United States
Costs and pass rates
The current fee has not been verified for this listing. Check the official exam page for your location and eligibility.
A population pass rate has not been verified. Some assessments report scores or grades rather than a single pass/fail result.
Unverified figures are left blank in comparisons. The exam’s presence in the directory does not assign a difficulty or prep-quality score.
Preparing for Series 28
Start with Financial Industry Regulatory Authority (FINRA)’s current exam outline and candidate guide. Confirm the exact exam, version, and jurisdiction before buying preparation.
Official Series 28 informationPrep comparisons for this exam are still under research.