Series 4
Assesses knowledge for supervising options activities. It is a principal-level examination, rather than a representative qualification.
Exam overview
- Full name
- Registered Options Principal Exam
- Administering organization
- Financial Industry Regulatory Authority (FINRA)
- Specialty
- Securities and financial markets
- Exam type
- Qualification
- Jurisdiction or availability
- United States
Costs and pass rates
The current fee has not been verified for this listing. Check the official exam page for your location and eligibility.
A population pass rate has not been verified. Some assessments report scores or grades rather than a single pass/fail result.
Unverified figures are left blank in comparisons. The exam’s presence in the directory does not assign a difficulty or prep-quality score.
Preparing for Series 4
Start with Financial Industry Regulatory Authority (FINRA)’s current exam outline and candidate guide. Confirm the exact exam, version, and jurisdiction before buying preparation.
Official Series 4 informationPrep comparisons for this exam are still under research.